spectral-theory
We develop a dynamical method for proving the sharp Berezin--Li--Yau inequality. The approach is based on the volume-preserving mean curvature flow and a new monotonicity principle for the Riesz mean RΛ(Ωt)R_\Lambda(\Omega_t). For convex domains we show that RΛR_\Lambda is monotone non-decreasing along the flow. The key input is a geometric correlation inequality between the boundary spectral density QΛQ_\Lambda and the mean curvature HH, established in all dimensions: in d=2d=2 via circular symmetrization, and in d3d\ge 3 via the boundary Weyl expansion together with the Laugesen--Morpurgo trace minimization principle. Since the flow converges smoothly to the ball, the monotonicity implies the sharp Berezin--Li--Yau bound for every smooth convex domain. As an application, we obtain a sharp dynamical Cesàro--Pólya inequality for eigenvalue averages.
We consider restriction analogues on hypersurfaces of the uniform Sobolev inequalities in Kenig, Ruiz, and Sogge and the resolvent estimates in Dos Santos Ferreira, Kenig, and Salo.
As large language models (LLMs) become increasingly prevalent, concerns about their reliability, particularly due to hallucinations - factually inaccurate or irrelevant outputs - have grown. Our research investigates the relationship between the uncertainty in training dynamics and the emergence of hallucinations. Using models from the Pythia suite and several hallucination detection metrics, we analyze hallucination trends and identify significant variance during training. To address this, we propose Sensitivity Dropout (SenD), a novel training protocol designed to reduce hallucination variance during training by deterministically dropping embedding indices with significant variability. In addition, we develop an unsupervised hallucination detection metric, Efficient EigenScore (EES), which approximates the traditional EigenScore in 2x speed. This metric is integrated into our training protocol, allowing SenD to be both computationally scalable and effective at reducing hallucination variance. SenD improves test-time reliability of Pythia and Meta's Llama models by up to 17% and enhances factual accuracy in Wikipedia, Medical, Legal, and Coding domains without affecting downstream task performance.
We consider eigenfunction estimates in LpL^p for Schrödinger operators, HV=Δg+V(x)H_V=-\Delta_g+V(x), on compact Riemannian manifolds (M,g)(M, g). Eigenfunction estimates over the full manifolds were already obtained by Sogge \cite{Sogge1988concerning} for V0V\equiv 0 and the first author, Sire, and Sogge \cite{BlairSireSogge2021Quasimode}, and the first author, Huang, Sire, and Sogge \cite{BlairHuangSireSogge2022UniformSobolev} for critically singular potentials VV. For the corresponding restriction estimates for submanifolds, the case V0V\equiv 0 was considered in Burq, Gérard, and Tzvetkov \cite{BurqGerardTzvetkov2007restrictions}, and Hu \cite{Hu2009lp}. In this article, we will handle eigenfunction restriction estimates for some submanifolds Σ\Sigma on compact Riemannian manifolds (M,g)(M, g) with n:=dimM2n:=\dim M\geq 2, where VV is a singular potential.
Incorporating spectral information to enhance Graph Neural Networks (GNNs) has shown promising results but raises a fundamental challenge due to the inherent ambiguity of eigenvectors. Various architectures have been proposed to address this ambiguity, referred to as spectral invariant architectures. Notable examples include GNNs and Graph Transformers that use spectral distances, spectral projection matrices, or other invariant spectral features. However, the potential expressive power of these spectral invariant architectures remains largely unclear. The goal of this work is to gain a deep theoretical understanding of the expressive power obtainable when using spectral features. We first introduce a unified message-passing framework for designing spectral invariant GNNs, called Eigenspace Projection GNN (EPNN). A comprehensive analysis shows that EPNN essentially unifies all prior spectral invariant architectures, in that they are either strictly less expressive or equivalent to EPNN. A fine-grained expressiveness hierarchy among different architectures is also established. On the other hand, we prove that EPNN itself is bounded by a recently proposed class of Subgraph GNNs, implying that all these spectral invariant architectures are strictly less expressive than 3-WL. Finally, we discuss whether using spectral features can gain additional expressiveness when combined with more expressive GNNs.
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We prove a lower bound on the sharp Poincaré-Sobolev embedding constants for general open sets, in terms of their inradius. We consider the following two situations: planar sets with given topology; open sets in any dimension, under the restriction that points are not removable sets. In the first case, we get an estimate which optimally depends on the topology of the sets, thus generalizing a result by Croke, Osserman and Taylor, originally devised for the first eigenvalue of the Dirichlet-Laplacian. We also consider some limit situations, like the sharp Moser-Trudinger constant and the Cheeger constant. As a a byproduct of our discussion, we also obtain a Buser--type inequality for open subsets of the plane, with given topology. An interesting problem on the sharp constant for this inequality is presented.
We analyze a square lattice graph in a magnetic field assuming that the vertex coupling is of a particular type violating the time reversal invariance. Calculating the spectrum numerically for rational values of the flux per plaquette we show how the two effects compete; at the high energies it is the magnetic field which dominates restoring asymptotically the familiar Hofstadter's butterfly pattern.
We consider an infinite-dimension SIS model introduced by Delmas, Dronnier and Zitt, with a more general incidence rate, and study its equilibria. Unsurprisingly, there exists at least one endemic equilibrium if and only if the basic reproduction number is larger than 1. When the pathogen transmission exhibits one way propagation, it is possible to observe different possible endemic equilibria. We characterize in a general setting all the equilibria, using a decomposition of the space into atoms, given by the transmission operator. We also prove that the proportion of infected individuals converges to an equilibrium, which is uniquely determined by the support of the initial condition.We extend those results to infinite-dimensional SIS models with reservoir or with immigration.
The research explores a high irregularity, commonly referred to as intermittency, of the solution to the non-stationary parabolic Anderson problem: \begin{equation*} \frac{\partial u}{\partial t} = \varkappa \mathcal{L}u(t,x) + \xi_{t}(x)u(t,x) \end{equation*} with the initial condition u(0,x)1u(0,x) \equiv 1, where (t,x)[0,)×Zd(t,x) \in [0,\infty)\times \mathbb{Z}^d. Here, ϰL\varkappa \mathcal{L} denotes a non-local Laplacian, and ξt(x)\xi_{t}(x) is a correlated white noise potential. The observed irregularity is intricately linked to the upper part of the spectrum of the multiparticle Schrödinger equations for the moment functions mp(t,x1,x2,,xp)=u(t,x1)u(t,x2)u(t,xp)m_p(t,x_1,x_2,\cdots,x_p) = \langle u(t,x_1)u(t,x_2)\cdots u(t,x_p)\rangle. In the first half of the paper, a weak form of intermittency is expressed through moment functions of order p3p\geq 3 and established for a wide class of operators ϰL\varkappa \mathcal{L} with a positive-definite correlator B=B(x))B=B(x)) of the white noise. In the second half of the paper, the strong intermittency is studied. It relates to the existence of a positive eigenvalue for the lattice Schrödinger type operator with the potential BB. This operator is associated with the second moment m2m_2. Now BB is not necessarily positive-definite, but B(x)0\sum B(x)\geq 0.
A well-known difficult problem regarding Metropolis-Hastings algorithms is to get sharp bounds on their convergence rates. Moreover, a fundamental but often overlooked problem in Markov chain theory is to study the convergence rates for different initializations. In this paper, we study the two issues mentioned above of the Independent Metropolis-Hastings (IMH) algorithms on both general and discrete state spaces. We derive the exact convergence rate and prove that the IMH algorithm's different deterministic initializations have the same convergence rate. We get the exact convergence speed for IMH algorithms on general state spaces.
In this note we investigate complete non-selfadjointness for all maximally dissipative extensions of a Schrödinger operator on a half-line with dissipative bounded potential and dissipative boundary condition. We show that all maximally dissipative extensions that preserve the differential expression are completely non-selfadjoint. However, it is possible for maximally dissipative extensions to have a one-dimensional reducing subspace on which the operator is selfadjoint. We give a characterisation of these extensions and the corresponding subspaces and present a specific example.
We propose a technique for calculating and understanding the eigenvalue distribution of sums of random matrices from the known distribution of the summands. The exact problem is formidably hard. One extreme approximation to the true density amounts to classical probability, in which the matrices are assumed to commute; the other extreme is related to free probability, in which the eigenvectors are assumed to be in generic positions and sufficiently large. In practice, free probability theory can give a good approximation of the density. We develop a technique based on eigenvector localization/delocalization that works very well for important problems of interest where free probability is not sufficient, but certain uniformity properties apply. The localization/delocalization property appears in a convex combination parameter that notably, is independent of any eigenvalue properties and yields accurate eigenvalue density approximations. We demonstrate this technique on a number of examples as well as discuss a more general technique when the uniformity properties fail to apply.
We propose an estimator for the singular vectors of high-dimensional low-rank matrices corrupted by additive subgaussian noise, where the noise matrix is allowed to have dependence within rows and heteroskedasticity between them. We prove finite-sample 2,\ell_{2,\infty} bounds and a Berry-Esseen theorem for the individual entries of the estimator, and we apply these results to high-dimensional mixture models. Our Berry-Esseen theorem clearly shows the geometric relationship between the signal matrix, the covariance structure of the noise, and the distribution of the errors in the singular vector estimation task. These results are illustrated in numerical simulations. Unlike previous results of this type, which rely on assumptions of gaussianity or independence between the entries of the additive noise, handling the dependence between entries in the proofs of these results requires careful leave-one-out analysis and conditioning arguments. Our results depend only on the signal-to-noise ratio, the sample size, and the spectral properties of the signal matrix.
The Dirac operators Ly = i 1 & 0 0 & -1 \frac{dy}{dx} + v(x) y, \quad y = y_1 y_2, \quad x\in[0,\pi], with $L^2$-potentials v(x) = 0 & P(x) Q(x) & 0, \quad P,Q \in L^2 ([0,\pi]), considered on [0,π][0,\pi] with periodic, antiperiodic or Dirichlet boundary conditions (bc)(bc), have discrete spectra, and the Riesz projections S_N = \frac{1}{2\pi i} \int_{|z|= N-{1/2}} (z-L_{bc})^{-1} dz, \quad P_n = \frac{1}{2\pi i} \int_{|z-n|= {1/4}} (z-L_{bc})^{-1} dz are well--defined for nN|n| \geq N if NN is sufficiently large. It is proved that \sum_{|n| > N} \|P_n - P_n^0\|^2 < \infty, where Pn0,nZ,P_n^0, n \in \mathbb{Z}, are the Riesz projections of the free operator. Then, by the Bari--Markus criterion, the spectral Riesz decompositions f = S_N f + \sum_{|n| &gt;N} P_n f, \quad \forall f \in L^2; converge unconditionally in L2.L^2.
We study trace ideal properties of the commutators [(Δ)ϵ2,Mf][(-\Delta)^{\frac{\epsilon}{2}},M_f] of a power of the Laplacian with the multiplication operator by a function ff on Rd\mathbb R^d. For a certain range of ϵR\epsilon\in\mathbb R, we show that this commutator belongs to the weak Schatten class Ld1ϵ,\mathcal L_{\frac d{1-\epsilon},\infty} if and only if the distributional gradient of ff belongs to Ld1ϵL_{\frac d{1-\epsilon}}. Moreover, in this case we determine the asymptotics of the singular values. Our proofs use, among other things, the tool of Double Operator Integrals.
This paper establishes new geometric upper bounds for the first eigenvalue of the Jacobi operator and introduces the Jacobi-Steklov problem for constant mean curvature (CMC) hypersurfaces with free boundaries. It leverages these spectral results to derive rigidity theorems concerning the area and boundary length, characterizing these hypersurfaces as canonical shapes like hemispheres or disks under specific curvature conditions.
We construct Riemannian manifolds with singular continuous spectrum embedded in the absolutely continuous spectrum of the Laplacian. Our manifolds are asymptotically hyperbolic with sharp curvature bounds.
We initiate an approach to simultaneously treat numerators and denominators of Green's functions arising from quasi-periodic Schrödinger operators, which in particular allows us to study completely resonant phases of the almost Mathieu operator. Let (Hλ,α,θu)(n)=u(n+1)+u(n1)+2λcos2π(θ+nα)u(n) (H_{\lambda,\alpha,\theta}u) (n)=u(n+1)+u(n-1)+ 2\lambda \cos2\pi(\theta+n\alpha)u(n) be the almost Mathieu operator on 2(Z)\ell^2(\mathbb{Z}), where λ,α,θR\lambda, \alpha, \theta\in \mathbb{R}. Let β(α)=lim supklnkαR/Zk. \beta(\alpha)=\limsup_{k\rightarrow \infty}-\frac{\ln ||k\alpha||_{\mathbb{R}/\mathbb{Z}}}{|k|}. We prove that for any θ\theta with 2θαZ+Z2\theta\in \alpha \mathbb{Z}+\mathbb{Z}, Hλ,α,θH_{\lambda,\alpha,\theta} satisfies Anderson localization if λ>e2β(α)|\lambda|>e^{2\beta(\alpha)}. This confirms a conjecture of Avila and Jitomirskaya [The Ten Martini Problem. Ann. of Math. (2) 170 (2009), no. 1, 303--342] and a particular case of a conjecture of Jitomirskaya [Almost everything about the almost Mathieu operator. II. XIth International Congress of Mathematical Physics (Paris, 1994), 373--382, Int. Press, Cambridge, MA, 1995].
We established a generalized version of the Christ-Kiselev's multi-linear operator technique to deal with the spectral theory of Schrödinger operators. As applications, several spectral results of perturbed periodic Schrödinger operators are obtained, including WKB solutions, sharp transitions of preservation of absolutely continuous spectra, criteria of absence of singular spectra and sharp bounds of the Hausdorff dimension of singular spectra.
Let Γ=q1Zq2ZqdZ\Gamma=q_1\mathbb{Z}\oplus q_2 \mathbb{Z}\oplus\cdots\oplus q_d\mathbb{Z} with arbitrary positive integers qlq_l, l=1,2,,dl=1,2,\cdots,d. Let Δdiscrete+V\Delta_{\rm discrete}+V be the discrete Schrödinger operator on Zd\mathbb{Z}^d, where Δdiscrete\Delta_{\rm discrete} is the discrete Laplacian on Zd\mathbb{Z}^d and the function V:ZdCV:\mathbb{Z}^d\to \mathbb{C} is Γ\Gamma-periodic. We prove two rigidity theorems for discrete periodic Schrödinger operators: (1) If real-valued Γ\Gamma-periodic functions VV and YY satisfy Δdiscrete+V\Delta_{\rm discrete}+V and Δdiscrete+Y\Delta_{\rm discrete}+Y are Floquet isospectral and YY is separable, then VV is separable. (2) If complex-valued Γ\Gamma-periodic functions VV and YY satisfy Δdiscrete+V\Delta_{\rm discrete}+V and Δdiscrete+Y\Delta_{\rm discrete}+Y are Floquet isospectral, and both V=j=1rVjV=\bigoplus_{j=1}^rV_j and Y=j=1rYjY=\bigoplus_{j=1}^r Y_j are separable functions, then, up to a constant, lower dimensional decompositions VjV_j and YjY_j are Floquet isospectral, j=1,2,,rj=1,2,\cdots,r. Our theorems extend the results of Kappeler. Our approach is developed from the author's recent work on Fermi isospectrality and can be applied to study more general lattices.
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